
Website Lloyds
Job Responsibilities:
- Own and maintain the AFM governance framework below ACD Board
- Set the business agenda with the ACD CEO including a rolling programme of Deep Dives for the ACD Board
- Arrange ACD Management Committee (Manco) meetings and act as Manco Secretary
- Prepare CEO’s quarterly report to the ACD Board
- Review and develop MI for AFM businesses provided to the ACD Board and Exec committees
- Work with the Fund Range Maintenance team to manage the AFM fund ranges, co-ordinating work on AFM fund change/developments and ensuring AFM funds are closed and de-authorised in a fully compliant manner
- Ensure the Fund Prospectus and other key literature, KIIDS, Fact sheets for each fund are regularly reviewed, aligned and consistent with the relevant Fund Aims and Investment Objectives.
- Monitor and ensure that agreed Board/Exec level committee actions for AFM business are carried out in timely fashion by working closely with functional heads
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Job Requirements:
- Deep knowledge of retail fund management business and relevant customer and investment related Regulations including AIFMD, FUND & COLL
- Experience of building and maintaining strong governance and control frameworks for retail investment business
- Awareness and knowledge of the potential conflict of interests for fund management companies operating within an Insurance Group.
- Good understanding of the various fund types and legal structures including UCITS, OEICS, NURS, QIAIFS & ACS and the asset classes of the underlying investments
Job Details:
Company: Lloyds
Vacancy Type: Full Time
Job Location: Glasgow, Scotland, UK
Application Deadline: N/A
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